Securities Trading

Account Opening

To open a securities account, customers can apply online or visit our headquarters or any of our branches. You will have to complete and sign the Securities Account Mandate and other related documents, and the following documents are required:

Personal / Joint Account

  • Copy of Hong Kong Identity Card or passport for all account holders
  • Employer's letter of consent (if any account holder is employed by a securities investment firm)
  • Proof of address for all the account holders

Corporate Account

  • Certified Copy of Hong Kong Identity Card or passport for the shareholder(s), director(s) and authorised signatory(ies)
  • Copy of the Memorandum and Articles of Association or Articles of Association
  • Certified Copy of Certificate of Incorporation
  • Certified Copy of Business Registration Certificate (if any)



Risk Disclosure Statement

Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. This promotional content has not been reviewed by Securities and Futures Commission.

RMB is not freely convertible. Conversion of RMB for customer is subject to the requirements specified by the Bank and /or Relevant Authorities from time to time.

All Information on stock prices and indexes provided by Shanghai Commercial Bank us and/or other Information Services Providers is for your reference only. and Shanghai Commercial Bank accepts no responsibility as to the correctness, accuracy and completeness of such information.

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